| director, 10 percent owner, officer: President and CEO |
| P-Purchase |
| Acquired |
| 974 |
| $1.45 |
| 3 Dec 2014 | Lu Lucy | Chief Financial Officer | P-Purchase | Acquired | 5,000 | $1.45 |
| 10 Nov 2014 | ROSENWALD LINDSAY A MD | director, 10 percent owner, officer: President and CEO | P-Purchase | Acquired | 150,000 | $1.61 |
| 10 Nov 2014 | Hoenlein Malcolm | director | P-Purchase | Acquired | 25,000 | $1.61 |
| 10 Nov 2014 | WEISS MICHAEL S | director, 10 percent owner, officer: Exec. VC - Strategic Dev. | P-Purchase | Acquired | 1,000,000 | $1.61 |
| 4 Jun 2014 | Lu Lucy | Chief Financial Officer | P-Purchase | Acquired | 5,000 | $1.37 |