| 10 percent owner |
| J-Other |
| Disposed |
| 571 |
| $0.00 |
| 9 May 2014 | UBS AG | 10 percent owner | J-Other | Disposed | 113 | $0.00 |
| 7 Apr 2014 | BANK OF AMERICA CORP /DE/ | 10 percent owner | Disposed | 0 | $0.00 |
| 6 Nov 2012 | UBS AG | 10 percent owner | J-Other | Acquired | 1 | $0.00 |
| 22 Sept 2011 | BANK OF AMERICA CORP /DE/ | 10 percent owner | P-Purchase | Acquired | 100 | $13.49 |
| 22 Sept 2011 | BANK OF AMERICA CORP /DE/ | 10 percent owner | P-Purchase | Acquired | 43 | $13.47 |